-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VrtC7IiqficnoYtxKMUjPe6/de6k+cTVqJm3rHbq8+1SzhrXkdfw2ziXZj4WQ2L4 xCSgqVw43I9o8i3MvmA+0w== 0001144204-11-003058.txt : 20110120 0001144204-11-003058.hdr.sgml : 20110120 20110120130113 ACCESSION NUMBER: 0001144204-11-003058 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20110120 DATE AS OF CHANGE: 20110120 GROUP MEMBERS: KINDERHOOK GP, LLC GROUP MEMBERS: STEPHEN J. CLEARMAN GROUP MEMBERS: TUSHAR SHAH SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: NEOGENOMICS INC CENTRAL INDEX KEY: 0001077183 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-TESTING LABORATORIES [8734] IRS NUMBER: 742897368 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-82969 FILM NUMBER: 11538055 BUSINESS ADDRESS: STREET 1: 1726 MEDICAL BOULEVARD, SUITE 201 STREET 2: SUITE 201 CITY: NAPLES STATE: FL ZIP: 34108 BUSINESS PHONE: 9419231949 MAIL ADDRESS: STREET 1: 1726 MEDICAL BOULEVARD, SUITE 201 STREET 2: SUITE 201 CITY: NAPLES STATE: FL ZIP: 34108 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN COMMUNICATIONS ENTERPRISES INC DATE OF NAME CHANGE: 19990120 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: KINDERHOOK PARTNERS, LP CENTRAL INDEX KEY: 0001220338 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: ONE EXECUTIVE DRIVE, SUITE 160 STREET 2: SUITE 160 CITY: FORT LEE STATE: NJ ZIP: 07024 BUSINESS PHONE: 2014619292 MAIL ADDRESS: STREET 1: ONE EXECUTIVE DRIVE, SUITE 160 STREET 2: SUITE 160 CITY: FORT LEE STATE: NJ ZIP: 07024 FORMER COMPANY: FORMER CONFORMED NAME: KINDERHOOK PARTNERS L P DATE OF NAME CHANGE: 20030224 SC 13G 1 v208567_sc-13g.htm
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.  20549

SCHEDULE 13G
Under the Securities Exchange Act of 1934

NEOGENOMICS, INC.
(Name of Issuer)

Common Stock, par value $0.001
(Title of Class of Securities)

64049M209
(CUSIP Number)

January 12, 2011
(Date of Event which Requires Filing
of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

o           Rule 13d-1(b)
x           Rule 13d-1(c)
o           Rule 13d-1(d)


*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).


 
 

 


(1)
Names of Reporting Persons
I.R.S. Identification Nos. of above persons (entities only)
 
  
 
Stephen J. Clearman
(2)
Check the Appropriate Box if a Member of a Group (See Instructions)
 
(a) o
 
(b) x
(3)
SEC Use Only
 
  
   
(4)
Citizenship or Place of Organization
   
 
United States of America
 
(5)
Sole Voting Power
     
 
  
0
Number of
(6)
Shared Voting Power
Shares
   
Beneficially
  
3,118,746
Owned by
(7)
Sole Dispositive Power
Each Reporting
   
Person With
  
0
 
(8)
Shared Dispositive Power
     
 
  
3,118,746
(9)
Aggregate Amount Beneficially Owned by Each Reporting Person 
 
  
 
3,118,746
(10)
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
 
  
 
o
(11)
Percent of Class Represented by Amount in Row (9) 
 
  
 
7.9%
(12)
Type of Reporting Person (See Instructions)
   
 
IN
 


 
 

 


(1)
Names of Reporting Persons
I.R.S. Identification Nos. of above persons (entities only)
 
  
 
Tushar Shah
(2)
Check the Appropriate Box if a Member of a Group (See Instructions)
 
(a) o
 
(b) x
(3)
SEC Use Only
 
  
   
(4)
Citizenship or Place of Organization
   
 
United States of America
 
(5)
Sole Voting Power
     
 
  
0
Number of
(6)
Shared Voting Power
Shares
   
Beneficially
  
3,118,746
Owned by
(7)
Sole Dispositive Power
Each Reporting
   
Person With
  
0
 
(8)
Shared Dispositive Power
     
 
  
3,118,746
(9)
Aggregate Amount Beneficially Owned by Each Reporting Person 
 
  
 
3,118,746
(10)
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
 
  
 
o
(11)
Percent of Class Represented by Amount in Row (9) 
 
  
 
7.9%
(12)
Type of Reporting Person (See Instructions)
   
 
IN
 


 
 

 


(1)
Names of Reporting Persons
I.R.S. Identification Nos. of above persons (entities only)
 
  
 
Kinderhook GP, LLC
(2)
Check the Appropriate Box if a Member of a Group (See Instructions)
 
(a) o
 
(b) x
(3)
SEC Use Only
 
  
   
(4)
Citizenship or Place of Organization
   
 
Delaware
 
(5)
Sole Voting Power
     
 
  
0
Number of
(6)
Shared Voting Power
Shares
   
Beneficially
  
3,118,746
Owned by
(7)
Sole Dispositive Power
Each Reporting
   
Person With
  
0
 
(8)
Shared Dispositive Power
     
 
  
3,118,746
(9)
Aggregate Amount Beneficially Owned by Each Reporting Person 
 
  
 
3,118,746
(10)
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
 
  
 
o
(11)
Percent of Class Represented by Amount in Row (9) 
 
  
 
7.9%
(12)
Type of Reporting Person (See Instructions)
   
 
OO
 
 
 

 

(1)
Names of Reporting Persons
I.R.S. Identification Nos. of above persons (entities only)
 
  
 
Kinderhook Partners, LP
(2)
Check the Appropriate Box if a Member of a Group (See Instructions)
 
(a) o
 
(b) x
(3)
SEC Use Only
 
  
   
(4)
Citizenship or Place of Organization
   
 
Delaware
 
(5)
Sole Voting Power
     
 
  
0
Number of
(6)
Shared Voting Power
Shares
   
Beneficially
  
3,118,746
Owned by
(7)
Sole Dispositive Power
Each Reporting
   
Person With
  
0
 
(8)
Shared Dispositive Power
     
 
  
3,118,746
(9)
Aggregate Amount Beneficially Owned by Each Reporting Person 
 
  
 
3,118,746
(10)
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
 
  
 
o
(11)
Percent of Class Represented by Amount in Row (9) 
 
  
 
7.9%
(12)
Type of Reporting Person (See Instructions)
   
 
PN
 

 
 

 
 
 
Item 
1(a) 
Name of Issuer:
 
Neogenomics, Inc. (the "Issuer").
 
 
1(b) 
Address of the Issuer's Principal Executive Offices:

12701 Commonwealth Drive, Suite 9
Fort Myers, Florida 33913

Item 
2(a) 
Name of Person Filing:

Stephen J. Clearman
Tushar Shah
Kinderhook GP, LLC
Kinderhook Partners, LP

2(b) 
Address of Principal Business Office, or, if None, Residence:

1 Executive Drive
Suite 160
Fort Lee, NJ 07024

2(c) 
Citizenship:

Stephen J. Clearman - United States of America
Tushar Shah - United States of America
Kinderhook GP, LLC - Delaware
Kinderhook Partners, LP - Delaware

2(d) 
Title of Class of Securities:

Common Stock, par value $0.001

2(e) 
CUSIP Number:

64049M209

Item
3.
This statement is filed pursuant to Rule 13d-1(c).

Item
4. 
Ownership:

Ownership as of January 20, 2011 is incorporated herein by reference from items (5) – (9) and (11) of the cover page of this Schedule 13G.
 
Item
5. 
Ownership of Five Percent or Less of a Class:

Not applicable.
 
Item
6. 
Ownership of More than Five Percent on Behalf of Another Person:

Not applicable.
 
 
 

 

 
Item
7.
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company:

Not applicable.
 
Item
8.
Identification and Classification of Members of the Group:

Not applicable.
 
Item
9. 
Notice of Dissolution of Group:

Not applicable.
 
Item
10. 
Certification:

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the Issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having such purpose or effect.
 
 
 
 
 
 

 
 
SIGNATURES

 
After reasonable inquiry and to the best of my knowledge and belief, the undersigned certifies that the information set forth in this statement is true, complete and correct.

 
Date: January 20, 2011
KINDERHOOK PARTNERS, L.P.
 
       
 
By:
/s/ Stephen J. Clearman
 
 
 
Name: Stephen J. Clearman
 
 
 
Title: Managing Member
 
     
 
KINDERHOOK GP, LLC
 
       
 
By:
/s/ Stephen J. Clearman
 
 
 
Name: Stephen J. Clearman
 
 
 
Title: Managing Member
 
     
 
/s/ Tushar Shah
 
 
Name: Tushar Shah
 
       
 
/s/ Stephen J. Clearman
 
 
Name: Stephen J. Clearman
 

 

 

 

 
 
 
 

 
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